Robinson Cole LLP
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Investment Management

Robinson+Cole's investment management clients engage in an evergreen cycle of raising capital, investing capital, and harvesting those investments. In connection with this cycle, our lawyers act as advisers to private equity and venture capital firms and other fund sponsors, including financial institutions that, directly or as limited partners, provide debt and equity capital for private equity transactions. Our lifecycle relationships with our clients allow us to develop a deep understanding of our clients' businesses and investment objectives so we can tailor pragmatic solutions to often complex problems.

Our Services

We advise all types of funds and their sponsors, regardless of the geographic or industry focus, including traditional private equity funds, buyout funds, co-investment funds, hedge funds, mezzanine funds, real estate funds, and venture capital funds, with an emphasis on funds exempt from registration under the Investment Company Act of 1940.

We work closely with sponsors to:

  • Prepare offering materials
  • Draft and negotiate partnership agreements, side letters, and management agreements
  • Review subscriptions
  • Provide ongoing compliance and reporting advice through and after the final closing

We routinely advise clients on the development and execution of investment and exit strategies, as well as the creation of value through acquisitions, divestitures, and innovative financing techniques. Our practical experience includes a broad array of transactions, including:

  • Asset and stock purchases
  • Mergers
  • Management and leveraged buyouts
  • Public-to-private transactions
  • Seed and venture capital investments
  • Follow-on acquisitions
  • All forms of exit transactions, including initial public offerings, recapitalizations, and sales and other dispositions to both strategic and financial buyers

As part of our comprehensive representation of fund sponsors, we advise clients on compliance issues associated with the increasingly complex regulatory regimes that apply to investment funds, including advice and guidance with respect to the registration of investment advisers and ongoing operations issues that arise under the Investment Advisers Act of 1940 and its related rules and regulations, as well as similar state regulatory regimes.

Our Team

Our investment management lawyers have decades of experience and contacts throughout the  industry. We have represented prominent sponsors in the formation of their funds, including some with commitments exceeding $1 billion.

Experience


Paperboard Company Acquisitions

Represented publicly traded paperboard company in numerous acquisitions in the U.S. and Canada.


Publications


2021 Investment Adviser Update teaser
May 17, 2021

2021 Investment Adviser Update

Legal Update: SEC Adopts Amendments to “Accredited Investor” Definition teaser
September 9, 2020

Legal Update: SEC Adopts Amendments to “Accredited Investor” Definition

Legal Update: Fund Valuations – A New Way to Keep Score teaser
May 13, 2020

Legal Update: Fund Valuations – A New Way to Keep Score

2021 Investment Adviser Update teaser
May 17, 2021

2021 Investment Adviser Update

Legal Update: SEC Adopts Amendments to “Accredited Investor” Definition teaser
September 9, 2020

Legal Update: SEC Adopts Amendments to “Accredited Investor” Definition

Legal Update: Fund Valuations – A New Way to Keep Score teaser
May 13, 2020

Legal Update: Fund Valuations – A New Way to Keep Score

2020 Investment Adviser Update teaser
April 3, 2020

2020 Investment Adviser Update

Legal Update: SEC Extends Temporary Relief for Public Companies and Registered Investment Advisers Affected by the Coronavirus (COVID-19 Coronavirus) teaser
March 27, 2020

Legal Update: SEC Extends Temporary Relief for Public Companies and Registered Investment Advisers Affected by the Coronavirus (COVID-19 Coronavirus)

Legal Update: SEC’s Conditional Regulatory Relief for Companies Affected by the Coronavirus (COVID-19) teaser
March 6, 2020

Legal Update: SEC’s Conditional Regulatory Relief for Companies Affected by the Coronavirus (COVID-19)

2019 Investment Advisor Update teaser
Q2 2019

2019 Investment Advisor Update

2018 Investment Adviser Update teaser
May 4, 2018

2018 Investment Adviser Update



2020 Investment Adviser Update teaser
April 3, 2020

2020 Investment Adviser Update

Legal Update: SEC Extends Temporary Relief for Public Companies and Registered Investment Advisers Affected by the Coronavirus (COVID-19 Coronavirus) teaser
March 27, 2020

Legal Update: SEC Extends Temporary Relief for Public Companies and Registered Investment Advisers Affected by the Coronavirus (COVID-19 Coronavirus)

Legal Update: SEC’s Conditional Regulatory Relief for Companies Affected by the Coronavirus (COVID-19) teaser
March 6, 2020

Legal Update: SEC’s Conditional Regulatory Relief for Companies Affected by the Coronavirus (COVID-19)

2019 Investment Advisor Update teaser
Q2 2019

2019 Investment Advisor Update

2018 Investment Adviser Update teaser
May 4, 2018

2018 Investment Adviser Update